New Advisers Weekly

Newly registered investment advisers in Ohio

6 adviser firms in Ohio had a first registration approved in the last 30 days, 19 in the last 90 and 108 in the last 12 months. Data date 2026-11-13. National list, last 90 days.

Approved in the last 30 days

COMPOUNDING101 LLC

OH · city not in the state feed · approved 2026-11-12

State-registered

BETTINGER FINANCIAL PLANNING LLC

OH · city not in the state feed · approved 2026-11-10

State-registered

ORF CAPITAL MANAGEMENT

OH · city not in the state feed · approved 2026-11-10

Exempt reporting

EQUITTA ADVISORS LLC

Milford · approved 2026-11-09

SEC-registeredalso notice-filed in 3 states

BOLLIN WEALTH MANAGEMENT, LLC

Perrysburg · approved 2026-10-20

SEC-registeredalso notice-filed in 1 states

AAN WEALTH ADVISORS LLC

Canton · approved 2026-10-15

SEC-registered

The paid lists

The 6 above are the last 30 days in Ohio, without phone numbers or websites. 960 firms were approved nationwide in the last 90 days. Which of them are in the segment you sell to, and who reaches them in their first 60 days?

USD 29, one time: every adviser firm whose first registration was approved in the last 90 days, nationwide, all three segments, as one CSV: CRD number, firm name, city and state (where filed), segment, business phone, website, employees, regulatory assets under management, approval date and the public record link. Emailed within 1 business day.

Get the 90-day CSV — USD 29 Weekly email — USD 19/month (state-registered) or 29 (all segments)

The weekly email lists the firms approved in the previous week, every Monday, until you cancel on Gumroad. Full refund if we cannot produce your list. See a real sample.

Earlier in the last 12 months (102)

FirmCitySegmentApproved
ROKI PRIVATE WEALTH—State-registered2026-09-28
ALLIED PLANNING PARTNERS—State-registered2026-09-25
BELLEAU WOOD ADVISORS—State-registered2026-09-25
SHOREGLASS FINANCIAL STUDIO—State-registered2026-09-25
SAND RUN WEALTH MANAGEMENT—State-registered2026-09-22
TIDMORE RETIREMENT PLANNING SPECIALISTSBeachwoodSEC-registered2026-09-21
BEAR & EAGLE INVESTMENTS LLC—State-registered2026-09-09
ELEVATE WEALTH MANAGEMENTNew AlbanyState-registered2026-09-01
R1 CAPITAL, INC.ColumbusExempt reporting2026-09-01
J. LEIGH CAPITAL MANAGEMENT, LLC—State-registered2026-08-27
MEDIATE FINANCIAL INVESTMENT ADVISORY SERVICES, LLCCanfieldSEC-registered2026-08-21
SCOFIELD & COMPANY, LLCFairlawnSEC-registered2026-08-21
HIGHLINE WEALTH SOLUTIONS—State-registered2026-08-17
STRONG INVESTMENT MANAGEMENT, LLCCantonSEC-registered2026-08-07
INDEPENDENCE CAPITAL CO., INC.ParmaSEC-registered2026-08-06
SABRE ASSET MANAGEMENT LLCPepper PikeSEC-registered2026-08-05
NEW HORIZON WEALTH MANAGEMENT, LLCCantonState-registered2026-07-31
BTL CAPITAL—State-registered2026-07-29
BESPOKE FAMILY ADVISORS—State-registered2026-07-27
CLAYMORE CAPITAL PARTNERSCincinnatiSEC-registered2026-07-23
COLBURN WEALTH MANAGEMENT, LLCGrove CitySEC-registered2026-07-23
FAUCHARD INVESTMENTS—State-registered2026-07-22
EGSI INVESTMENT MANAGEMENTDublinSEC-registered2026-07-17
BISON WEALTH MANAGEMENT, LLCLyndhurstSEC-registered2026-07-13
ADAMS AND CO FINANCIAL SERVICES—State-registered2026-07-07
SRS WEALTH MANAGEMENTLancasterState-registered2026-07-07
PRECISION WEALTH ADVISORS—State-registered2026-07-06
FORGE ADVISORY LLC—State-registered2026-07-01
WESTPOINT WEALTH MANAGEMENT, LLCBereaSEC-registered2026-06-26
ROSS WEALTH ADVISORS, LLCColumbusSEC-registered2026-06-25
ARG PRIVATE WEALTH, LLCCincinnatiSEC-registered2026-06-23
STONE TOWER WEALTH ADVISORSCincinnatiState-registered2026-06-18
DRIVE CAPITAL LLCColumbusSEC-registered2026-06-17
SIRIUS TRADING PARTNERS LLC—State-registered2026-06-15
FINISH WELL RIA LLCColumbusSEC-registered2026-06-12
NORTHWIND FINANCIAL LLCBendState-registered2026-06-12
DIAMOND PEAK WEALTH MANAGEMENT LLCBendState-registered2026-06-11
PASSIVE MANAGEMENT LLCNew YorkState-registered2026-06-09
TAYYIB INVESTMENTS LLC—State-registered2026-06-04
VAN WINKLE WEALTH MANAGEMENT GROUP LLCNewarkSEC-registered2026-06-04
OHIO CU FINANCIALGarfield HeightsState-registered2026-06-01
DARBY CREEK FINANCIAL ADVISORS LLCPlain CityState-registered2026-05-29
RUIZ FINANCIAL GROUP, LLCToledoState-registered2026-05-28
THE CONNOR GROUP FUND MANAGER, LLCMiamisburgSEC-registered2026-05-27
KELOS WEALTH PLANNING, LLC—State-registered2026-05-26
DEMERS FINANCIAL PLANNINGColumbusSEC-registered2026-05-14
COLUMBUS STREET WEALTH MANAGEMENT, LLCDublinSEC-registered2026-05-12
PLAN PARTNERS LLC—State-registered2026-05-11
AI STOCK PROPHET, LLCAkronSEC-registered2026-05-08
DYNAMIC LIFESTYLE PLANNING GROUP—State-registered2026-05-03
THE O.H.I.O. FUNDClevelandSEC-registered2026-04-29
CLEVELAND CAPITAL MANAGEMENT, L.L.C.Rocky RiverSEC-registered2026-04-28
QUEST WEALTH SOLUTIONS, INC.MansfieldSEC-registered2026-04-28
COX & COOK WEALTH ADVISORSDublinSEC-registered2026-04-24
HEARTLAND GROUP HOLDINGS LLCColumbusExempt reporting2026-04-24
ATHYRA FINANCIAL PARTNERS—State-registered2026-04-20
KITH & KIN WEALTH—State-registered2026-04-20
LINCOLN DOUGLAS INVESTMENTS, LLCMount VernonSEC-registered2026-04-17
S.C. THOMAS & ASSOCIATES, CPA, LLCMedinaSEC-registered2026-04-17
ODA AND COMPANY, INC.MedinaSEC-registered2026-04-15
COCHRAN WEALTH MANAGEMENT LLC—State-registered2026-04-13
MOUNT VERNON FINANCIALMount VernonState-registered2026-04-08
KAIROS RIA, LLCRaleighState-registered2026-04-07
CHAPTERS TO WEALTH—State-registered2026-04-01
CAPSTONE WEALTH PARTNERSDublinSEC-registered2026-03-31
SCALAR WEALTH LLC—State-registered2026-03-31
WOODLAND WEALTH PARTNERSPepper PikeSEC-registered2026-03-31
RED RIVER CAPITALParmaState-registered2026-03-25
TOP RANK WEALTH MANAGEMENT, LLCRaleighState-registered2026-03-20
MESSMER CAPITAL ADVISORS LLCMilfordSEC-registered2026-03-16
YSB WEALTH MANAGEMENT—State-registered2026-03-13
CHAGRIN VALLEY LEGACY ADVISORS, LLCChagrin FallsState-registered2026-03-12
REGENTS WEALTH MANAGEMENT, LLC—State-registered2026-03-12
RAM AND OAK INVESTMENT PARTNERS, LLCBeavercreekState-registered2026-03-05
TITAN WEALTH MANAGEMENTCincinnatiState-registered2026-03-05
INNERWORKS WEALTH MANAGEMENTCincinnatiState-registered2026-03-02
SAPPHIRE WEALTH—State-registered2026-03-02
UNION STRATEGIC ADVISORSBlue AshSEC-registered2026-03-02
O'BRIEN STRATEGIC WEALTH—State-registered2026-02-27
RADIANT WEALTH ADVISORY, LLC—State-registered2026-02-27

Reading the list

Facts only: the segment is the registration type the file states; the approval date is the date the regulator approved the firm's first registration in that segment. SEC-registered and exempt reporting firms are placed by main office; state-registered firms by the approving regulator, because the public state file carries no street or city. Look any firm up in the official public record by name.